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FIMM Complaint / Enquiry Form
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Welcome to the FIMM Complaint / Enquiry Form. Please fill out the following questions based on your experience. Your responses will help us address your concerns effectively.
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You are
Choose
Investor / Public
FIMM Member / Distributor
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Full Name
NRIC / Passport No.
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Email Address
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Telephone No.
Correspondence Address
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Type of Submission
Complaint
Enquiry
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Complaint against:
Choose
Individual
FIMM Member / Distributor
Unit Trust Scheme (UTS) / Private Retirement Scheme (PRS) Fund
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Full Name of Individual
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FIMM Registration Number (if known)
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FIMM Member / Distributor of Individual
Branch / Location of FIMM Member / Distributor
Contact Details of Individual
Email Address ：
Telephone Number：
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Date of Incident:
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Location of Incident:
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Product / Service
Choose
Unit Trust Scheme (UTS)
Private Retirement Scheme (PRS)
Other
Please refer to the descriptions below to select the most appropriate misconduct category:
• Misrepresentation: Providing false or misleading information about investment products.
• Unauthorized Transaction: Transactions conducted without client consent.
• Fraud / Scam: Fraudulent or scam activities.
• Poor Service / Negligence: Substandard service or negligence.
• Breach of Regulation: Violations of regulatory requirements.
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Select Misconduct Type(s)
[Checkboxes]
Misrepresentation
Unauthorized Transaction
Fraud / Scam
Poor Service / Negligence
Breach of Regulation
Others
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Upload Supporting Documents (Misrepresentation)
Upload at most 5 files
Please upload marketing materials, written communication, and agreements.
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Upload Supporting Documents (Unauthorized Transaction)
Upload at most 5 files
Please upload transaction records, account statements, and authorization proof.
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Upload Supporting Documents (Fraud / Scam)
Upload at most 5 files
Please upload proof of payment, communication records, and bank statements.
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Upload Supporting Documents (Poor Service / Negligence)
Upload at most 5 files
Please upload complaint emails, timelines, and supporting evidence.
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Upload Supporting Documents (Breach of Regulation)
Upload at most 5 files
Please upload evidence of breach and relevant documents.
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Description of Complaint:
Please provide a detailed description of your complaint (minimum 100 characters).
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Type in your enquiry
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I confirm the information provided is true and accurate
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